Web29 Jan 2024 · SEBI tries to promote activities of stock exchange by adopting a flexible and adaptable approach Regulatory Functions I. SEBI has framed rules and regulations and a code of conduct to regulate the intermediaries such as merchant bankers, brokers, underwriters, etc. II. Web22 Oct 2024 · By definition, an Intermediary means a person as mentioned in sub-sections of section 11 and section 12 of SEBI Act. Broadly, these are the persons such as …
SEBI INTERMEDIARY PORTAL - The Economic Times
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Investment Advisor Registration with SEBI: Step by Step Guide
Web2 days ago · SCORES is an online platform designed to help investors to lodge their complaints, pertaining to the securities market, online with SEBI against listed companies and SEBI registered intermediaries. All complaints received by SEBI against listed companies and SEBI registered intermediaries are dealt through SCORES. Web1 day ago · Explainer: Want to raise a complaint with SEBI? Step-by-step process to raise issue via SCORES portal SCORES is an online platform that allows investors to file a complaint, regarding the securities market, online with SEBI against listed companies and also SEBI-registered intermediaries. Web29 Aug 2024 · SEBI intermediary portal is also available on the SEBI official website, i.e. www.sebi.gov.in ; SEBI intermediary portal is available for the following intermediaries: … hermes paketshop attendorn